UTOPIAS

   The concept of a utopia or "Ideal State" is linked to religious ideas of Heaven or the Promised Land and to folkloristic ideas like the Isles of the Blessed, but it is essentially a future-historical goal, to be achieved by the active efforts of human beings, not a transcendental goal reserved as a reward for those who follow a particularly virtuous path in life. The term was coined by Thomas MORE in Utopia (Latin edn 1516; trans 1551; many edns since), although More's work has far more SATIRE thanpractical POLITICS in it; he derived the word from "outopia" (no place) rather than "eutopia" (good place), although modern usage generally implies the latter, and modern works recapitulating More's ideas - including The New Moon (1918) by Oliver Onions (1873-1961) and The Rebel Passion (1929) by Kay BURDEKIN - do so more earnestly than he did.It canbe argued that all utopias are sf, in that they are exercises in hypothetical SOCIOLOGY and political science. Alternatively, it might be argued that only those utopias which embody some notion of scientific advancement qualify as sf - the latter view is in keeping with most DEFINITIONS OF SF. Frank Manuel, in Utopias and Utopian Thought (anth1966), argues that a significant shift in utopian thought took place when writers changed from talking about a better place (eutopia) to talking about a better time (euchronia), under the influence of notions of historical and social progress. When this happened, utopias ceased to be imaginary constructions with which contemporary society might be compared, and began to be speculative statements about real future possibilities. It seems sensible to regard this as the point at which utopian literature acquired a character conceptually similar to that of sf. The scientific imagination first became influential in utopian thinking in the 17th century: an awareness of the advancement of scientific knowledge and of the role that science might play in transforming society is very evident in Francis BACON's New Atlantis (1627; 1629) and Tommaso CAMPANELLA's City of the Sun (1637). Bacon's claims for the utopian potential of technological advance are extravagant, and inspired at least 2 later writers to undertake the fragment's completion ("R.H. esq." in 1660 and Jos. Glanvil in 1676); but works such as The Blazing World (1668) byMargaret Cavendish (?1624-1674), Gulliver's Travels (1726) by Jonathan SWIFT and Rasselas (1759) by Samuel JOHNSON embody a very different attitude, parodying the efforts of SCIENTISTS and inventors and mocking their presumed unworldliness. It was left to a school of French philosophers during the second half of the 18th century to become the first strident champions of the idea that moral and technological progress went hand in hand. L.S. MERCIER's pioneering euchronian novel, L'an deux mille quatre cent quarante (1771 UK; trans as Memoirs of the Year Two Thousand Five Hundred 1772) proposed that the perfectibility of mankindwas not only possible but inevitable, with the aid of science, mathematics and the mechanical arts. Another member of the school, RESTIF DE LA BRETONNE, concluded La decouverte australe par un homme volant, ou leDedale francais ("The Southern-Hemisphere Discovery by a Flying Man, or the French Daedalus") (1781) with a description of a utopian state based on the principles of natural philosophy and scientific advancement. Scepticism was not, however, entirely overcome. Aristotle's doubts aboutthe workability of PLATO's Republic, based on the observation that its citizens would lack incentives to make them work, remained to be countered; and the end of the 18th century produced Malthus's objection - that population increase would always outstrip resources no matter how much TECHNOLOGY increased production - to the utopian optimism of William Godwin (1756-1836).Despite the international popularity of Mercier's book,the 19th century was well advanced before the utopian potential of scientific progress was widely celebrated in English literature. Jane LOUDON's anonymous SCIENTIFIC ROMANCE The Mummy! (1827) has some utopianundertones, but Mary GRIFFITH's Three Hundred Years Hence (1836; 1975) was the first English-language utopian novel to endorse Mercier's optimism wholeheartedly. In many of the classic UK utopias of the 19th century there is a strong vein of antiscientific romanticism. Lord LYTTON's The Coming Race (1870) is more occult romance than progressive utopia. SamuelBUTLER's satirical Erewhon (1872) and its sequel are PASTORAL and antimechanical insofar as they are utopian at all. W.H. HUDSON's A Crystal Age (1887) is a mystical work whose pastoral Ideal State remainsinaccessible to the civilized man who stumbles into it. Richard JEFFERIES's After London (1885) is even more extreme in its nostalgia forbarbarism. This romantic pastoralism extended into 20th-century UK scientific romance in the works of J. Leslie MITCHELL and S. Fowler WRIGHT, both of whom glorified a life of noble savagery in opposition tothe idea of utopia as a city, and a similar suspicion continues to infect modern UK sf. 19th-century US writers, by contrast, tended to see their emergent nation as the true homeland of progress - a presumption brought to full flower in Edward BELLAMY's Looking Backward 2000-1887 (1888), which provoked a great many imitations and replies in kind, including Alvarado M. FULLER's A.D. 2000 (1890), Arthur Bird's Looking Forward: ADream of the United States of the Americas in 1999 (1899), Paul Devinne's The Day of Prosperity (1902) and Herman Hine Brinsmade's Utopia Achieved (1912). Most of the dissenting voices objected to Bellamy's socialism on political grounds, although Ignatius DONNELLY's pioneeering DYSTOPIA Caesar's Column (1890) argued that technological society's historicalmomentum was towards greater inequality and social injustice, and the most famous of the UK replies, William MORRIS's News from Nowhere (1890 US), objected to the prospect of humanity living in idleness while machines supplied its needs. Nevertheless, Bellamy's book became the archetype of a whole school of mechanized utopias; further technology-glorifying novels in its wake included The Crystal Button (1891) by Chauncey THOMAS and Limanora (1903) by Godfrey SWEVEN. Other nations discovered prophets oftechnological utopia: the German statesman Walther Rathenau (1867-1922) wrote Von kommenden Dingen (1917; trans Eden and Cedar Paul as In Days to Come 1921) and Der neue staat (1919; trans Arthur Windham as The NewSociety 1921), while H.G. WELLS became the UK's great prophet of utopian progress in such works as A Modern Utopia (1905), Men Like Gods (1923) and The Shape of Things to Come (1933). But scepticism was further renewedtoo. Anatole FRANCE's Sur la pierre blanche (1905; trans as The White Stone 1910) pays homage to Wells, but has a citizen of a future utopianstate declare that peace and plenty are insufficient to ensure happiness, which is a problem of an entirely different kind. E.M. FORSTER, in "The Machine Stops" (1909), objected much more fiercely, asserting thatWellsian dreams were sterile and would lead to stagnation of the human mind. Alexandr MOSZKOWSKI's Die Inselt der Weisheit (1922 Germany; trans as The Isles of Wisdom 1924) set out to show that all utopian schemes are absurd, and that real people could not live in them.Hugo GERNSBACK was a confirmed euchronian and an enthusiastic propagandist for technological progress. His PULP MAGAZINES lent what aid they could, practically and imaginatively, to the cause. In Modern Electrics he serialized his own utopian romance Ralph 124C 41+ (1911-12; 1925), and he regarded "scientifiction" as a means of promoting the magnificent potential ofmodern TECHNOLOGY. By the time AMAZING STORIES was founded in 1926, however, there had been a considerable loss of faith in utopian thought, and dystopian images of the future were becoming commonplace. Aldous HUXLEY's BRAVE NEW WORLD (1932), a scathing satirical attack on scientificutopianism as expressed in J.B.S. HALDANE's Daedalus (1924), tipped the balance decisively in favour of anxiety about how the technologies of the future might be used. Despite Gernsback's inspiration and intention, GENRE SF has never been strongly utopian. The early sf pulps abounded withadventure stories set in pseudo-utopian futures where poverty and injustice were nowhere in evidence but, when sf writers like David H. KELLER turned their attention to serious speculation about the future,unease was manifest. Miles J. BREUER in "Paradise and Iron" (1930), Laurence MANNING and Fletcher PRATT in "City of the Living Dead" (1930)and John W. CAMPBELL Jr in "Twilight" (1934 as by Don A. Stuart) all warned that decadence and decline might be the consequence of overdependence on machines. Where utopian states were manifest in pulp sf, as in The Sunken World (1928; 1949) by Stanton COBLENTZ, they were often small enclaves facing imminent destruction. This was the fate of utopian dreams outside the sf establishment, too: after WWI they were mostly relegated to the status of the Isles of the Blessed, as pleasant impossibilities.Utopian thought in the last half century has to a large extent dissociated itself from the idea of progress; we most commonly encounter it in connection with the idea of a "historical retreat" to a way of simpler life, as in James HILTON's Lost Horizon (1933), in the very elaborate Islandia (1942) by Austin Tappan WRIGHT and its various sequels by other hands, in Watch the North Wind Rise (1949 US; vt Seven Days in New Crete 1949 UK) by Robert GRAVES, in Aldous Huxley's Island (1962), inIn Watermelon Sugar (1968) by Richard BRAUTIGAN, and in Ecotopia (1975) and its sequel by Ernest CALLENBACH. Even the recent past has been restored by the momentum of nostalgia almost to the status of a utopia, in such novels as Time and Again (1970) by Jack FINNEY. Utopian designs extrapolating individual hobby-horses are still produced - early examples include Erone (1943) by Chalmers KEARNEY and Walden Two (1948) by B.F. SKINNER - but large-scale attempts to imagine a technologically developedfuture state which is in any sense of the word ideal tend to be highly ambivalent: in Herman HESSE's Magister Ludi (1943; trans 1950; vt The Glass Bead Game) the hero finally rejects the ideal on which his societyis based, and Franz WERFEL's phantasmagoric Stern der Ungeborenen (1946; trans as Star of the Unborn 1946) imagines a futuristic demi-Paradise which is still under threat from rebellion and war, and retains many horrors.Within genre sf those novels which can be cited as examples of analytical utopian thought retain the same deep ambiguity, tending towards rejection. Theodore STURGEON's Venus Plus X (1960) constructs a hermaphrodite utopia for evaluation by a man of our time, who fails the test by failing to overcome his prejudice against hermaphroditism even though it points, though ambiguously, towards an ideal society. James BLISH and Norman L. KNIGHT boldly devised a "fascist utopia" for A Torrentof Faces (1967), but the state seems hardly ideal. Mack REYNOLDS's determined revisitation of Bellamyesque ideas in Looking Backward from the Year 2000 (1973) was carried enthusiastically forward in his Equality inthe Year 2000 (1977), but then ran into accumulating doubts in his Perchance to Dream (1977) and After Utopia (1977). Ursula K. LE GUIN's TheDispossessed (1974) carries the subtitle "An Ambiguous Utopia". Samuel R. DELANY's Triton (1976), presumably in response, is subtitled "An Ambiguous Heterotopia", implying that the word has been devalued along with the dream and carrying forward the notion that human individuals are so different, and so prone to change, that only a very heterogeneous society could possibly aspire to provide utopian opportunities for all - an idea less convincingly developed in Reynolds's Commune 2000 (1974) and R.F. NELSON's Then Beggars Could Ride (1976). Suzy McKee CHARNAS's Motherlines(1979) - a sequel to her dystopian WALK TO THE END OF THE WORLD (1974) - follows Le Guin in tying uncompromising idealism to social deprivation. Frederik POHL's JEM: The Making of a Utopia (1979) is relentlesslycynical, although The Years of the City (fixup 1984) does try to accept the challenge of developing solutions to the world's problems, as (less convincingly) does James E. GUNN's Crisis! (fixup 1986). Even a HARD-SF writer like Poul ANDERSON tends to attribute utopian qualities to low-technology societies like that of the "Maurai" in Orion Shall Rise (1983), although a more robustly apologetic line is taken by some otherlibertarian writers, notably Larry NIVEN and Jerry E. POURNELLE in their quasi-utopian "arcology" in Oath of Fealty (1981) - which extrapolates ideas earlier developed in Mack Reynolds's The Towers of Utopia (1975) - and James P. HOGAN in Voyage from Yesteryear (1982). It is perhaps significant that in the works of Isaac ASIMOV and Arthur C. CLARKE, both proselytizers for the beneficence of technological advance, there is very little utopian thought. The imagery of Clarke's optimistic Imperial Earth (1975) cannot compare with that of The City and the Stars (1956), whichechoes Forster's "The Machine Stops" and Campbell's "Twilight", while Asimov's dystopian settings for Pebble in the Sky (1950) and The Caves ofSteel (1954) are described far more graphically than utopian Trantor, which is already in terminal decline as the Foundation series begins. Sf in Soviet RUSSIA, as pioneered by Ivan YEFREMOV's Andromeda (1958; trans 1959), had for a while a presumed mission to look forward to the promisedsocialist utopia, and undertook a more enthusiastic championship of the alliance of technology and socialism than may be found in even Bellamy or Wells, but the mission faltered well in advance of the collapse of Sovietcommunism; the novels of the STRUGATSKI brothers in particular - notably Trudno byt' bogom (1964; trans as Hard to be a God 1973) and Khishchnyeveshchi veka (1965; trans as The Final Circle of Paradise 1976) - display an anxiety comparable to that of contemporary Western sf.The necessity for works of fiction to be dramatic and the fact that workable plots require conflict inhibit the use of sf to display utopian schemes. These still fit more comfortably into works of FUTUROLOGY like Brian M. STABLEFORD and David LANGFORD's The Third Millennium: A History of the World 2000-3000 A.D. (1985), which offers a moderately detailed image of a future where a kind of utopia has been secured by technological advancement, especially in the biological sciences.A theme anthology is The New Improved Sun: An Anthology of Utopian Science Fiction (anth 1976) ed Thomas M. DISCH.

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   Further reading: Utopias Old and New (1938) by Harry Ross; Utopian Fantasy: A Study of English Utopian Fiction since the End of the Nineteenth Century by Richard Gerber (1955); Yesterday's Tomorrows (1968) by W.H.G. ARMYTAGE; American Utopias: Selected Short Fiction 1790-1954 (anth 1971) ed Arthur O. Lewis; The Image of the Future (rev 1973) by FredPolak; and British and American Utopian Literature 1516-1975 (1979) by Lyman T. SARGENT.

   See also: ECONOMICS; FEMINISM; HISTORY OF SF; LIBERTARIAN SF; MAINSTREAM WRITERS OF SF; OPTIMISM AND PESSIMISM; PROTO SCIENCE FICTION.